← All roles

Legal & Compliance Manager

Kodo· Legal
Apply on company site
Hybrid (Mumbai, Maharashtra)$1000k - $1500kFull-timePosted 3mo ago

About the role

Manager of Compliance for a fast-growing fintech/NBFC in Mumbai, responsible for ensuring adherence to Indian laws, RBI guidelines, and industry standards; develop and implement compliance programs and policies; advise board and senior management on legal matters; monitor regulatory changes and manage governance and risk.

Responsibilities

  • Ensuring the company complies with all applicable laws, regulations and guidelines as per Companies Act and RBI regulations.
  • Managing end to end seceretarial compliances of the company, including the maintenance of statutory registers, fillings and records with regulatory authorities.
  • Coordinating and organising board meetings, including preparing and distributing agendas, attending meetings, and drafting minutes.
  • Vetting, drafting and negotiating contracts/ agreements and ensuring consistent and comprehensive coverage of commercial, contractual, technical and administration matters.
  • Facilitating communication between the company and its shareholders, including the organisation of annual general meetings and handling shareholder inquiries.
  • Implementing and maintaining good corporate governance practices within the organisation, including advising the board on corporate governance matters.
  • Providing legal advice and guidance to the board and senior management on various legal matters affecting the company.
  • Continuously monitoring changes in laws and regulations that affect the company and ensuring prompt compliance with new requirements.
  • Identifying potential legal and compliance risks and developing strategies to mitigate these risks.
  • Building and maintaining effective relationships with regulatory authorities, legal advisor, auditors, and other stakeholders.
  • Develop, implement, and maintain compliance policies and procedures specifically tailored to the NBFC sector.
  • Monitor and ensure adherence to regulatory requirements set forth by the RBI or relevant authorities.
  • Conduct regular risk assessments and compliance audits to identify and mitigate potential issues.
  • Train and educate staff on NBFC compliance standards and regulatory changes.
  • Manage reporting to regulatory bodies, including filing necessary reports and responding to inquiries.
  • Stay updated on evolving NBFC regulations and industry best practices.
  • Collaborate with other departments to address compliance-related matters and maintain a culture of compliance throughout the organization.
  • Investigate and resolve compliance violations and issues promptly.
  • Highlight any issues with potential revenue implications and exposure to legal, financial and statutory risks.
  • Ensure contracts and documents protect the company’s interests and comply with laws, regulations and internal policies.
  • Develop contract terms, conditions and modifications of commercial agreements including confidentiality, Business Terms etc
  • Managing and reviewing labour law compliances.

Qualifications

  • Qualified CS, LLB preferred
  • A minimum of 4+ years of experience in compliance or risk management within the financial services industry, preferably in a fintech/nbfc company.
  • Thorough understanding of Indian financial regulations, including RBI guidelines, AML/CFT requirements, and data protection laws.
  • Strong knowledge of compliance best practices and industry standards in the fintech sector, including adherence to RBI guidelines.
  • Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks effectively.
  • Proven experience in developing and implementing compliance programs, policies, and controls in accordance with RBI guidelines.
  • Ability to work independently and make decisions in a fast-paced and dynamic environment.
  • Exceptional communication skills, both verbal and written, with the ability to convey complex regulatory concepts to stakeholders at all levels.
  • Detail-oriented with a strong commitment to accuracy and quality.

Skills

Required:Compliance program developmentRegulatory knowledge (RBI, AML/CFT, data protection)Contract drafting & negotiation
Last updated Oct 21, 2026. Interested? Apply on the company site.
Kodo logo

About Kodo

Corporate card & spend management platform for Indian startups

fintech
Company profileWebsite

More open roles at Kodo