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Senior Compliance Officer

Capital.com· Compliance
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LimassolHybridPosted 3w ago

About the role

Senior Compliance Officer position in Limassol, Cyprus within Compliance EU, hybrid work arrangement.

Responsibilities

  • Regulatory Monitoring & Analysis: Stay up to date with legal and regulatory changes, interpret new regulations and determine their impact on company operations.
  • Policy and Procedure Review: Assess and update regulatory compliance manuals, policies, and procedures to align with current regulations and best practices.
  • Compliance Monitoring Program: Conduct AML and regulatory compliance reviews, identify non-compliance, and coordinate remediation and training.
  • Complaints Handling: Investigate and resolve client complaints, including Financial Ombudsman cases.
  • Compliance Enquiries: Respond to compliance enquiries promptly and accurately.
  • Data Analysis and Reporting: Collect/analyze data, track trends, and present insights to senior management.
  • Risk Assessment: Identify potential compliance risks and develop mitigation plans with cross-functional teams.
  • Regulatory Impact Analysis: Determine breach/incident status and reportability to CySEC, with reasoning.
  • Support Product Governance: Aid product approval, target market identification, and maintain disclosures and Key Information Documents.
  • Due Diligence: Provide information and documentation for due diligence by key service providers.
  • Compliance Support and Approvals: Advise employees across departments and review client communications for compliance.
  • External Support: Coordinate with authorities/auditors during audits; support CRS and foreign tax authority correspondence.
  • Training and Awareness: Develop/deliver compliance training and foster a culture of compliance.
  • Continuous Improvement: Enhance monitoring processes with innovative solutions.
  • Task Management & Proportionality: Balance strategic oversight with operational involvement using risk-based approaches.
  • Legal: Maintain close collaboration with legal.

Qualifications

  • Bachelor’s degree in Law, Finance, Business or related field
  • Professional certifications (e.g., CAMS, ICA) highly desirable
  • CySEC Advanced Certification, or availability to obtain it during probation
  • Minimum of 5-7 years of experience in compliance, preferably in financial services (online trading/brokerage)
  • Excellent English communication (verbal and written)
  • Proven ability to interpret and implement financial regulation and AML/CFT frameworks
  • Autonomous work style with ability to manage multiple workstreams
  • Balanced regulatory rigor with business practicality
  • Strong written and verbal communication; able to engage with senior management and regulators

Skills

Required:Regulatory monitoringAML/CFT frameworksRegulatory impact analysis

Benefits

  • Competitive Salary
  • Work-Life Harmony (Hybrid)
  • Generous Time Off
  • Employee Referral Program
  • Comprehensive Health & Pension Benefits
  • Workation 30 extra days for remote work
  • Volunteer Days (2 additional paid days per year)
Last updated Oct 21, 2026. Interested? Apply on the company site.

About Capital.com

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