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IT Financial Compliance Senior Manager

Robinhood· Accounting
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Hybrid (Chicago, IL; Menlo Park, CA; New York, NY)$133k - $200kFull-timePosted 4d ago

About the role

Senior role focused on IT financial compliance, SOX and regulatory controls across infrastructure, data pipelines, and financial reporting. Partners with Engineering, Security, Finance, and external auditors to ensure control design, operation, and audit readiness.

Responsibilities

  • Design and maintain IT infrastructure controls, including environment segregation, access pathways, configuration baselines, and logging and monitoring aligned to SOX and regulatory requirements.
  • Partner with Platform, Infrastructure, and Security teams to align system architecture and operational processes with control objectives and audit evidence expectations.
  • Assess new systems, tools, and services to identify control gaps and define remediation actions.
  • Lead IT SOX readiness and integration effort for new acquisitions.
  • Perform IT SOX assessments ahead of product launches and system upgrades/migrations to ensure timely compliance.
  • Lead IT change management and production access governance, including approvals, testing, deployments, rollback procedures, emergency changes, and least-privilege access controls across production environments.
  • Map end-to-end data flows supporting financial and regulatory reporting, identifying key interfaces, transformations, and control points to ensure completeness and accuracy.
  • Partner with Data Engineering and Finance teams to design and implement controls over data reconciliation, monitoring, and retention across reporting pipelines.
  • Execute and oversee testing of IT general controls and application controls, evaluate deficiencies, identify root causes, and coordinate remediation with engineering and operations teams.
  • Prepare and maintain control documentation, process narratives, flowcharts, and audit evidence to support internal and external audits.
  • Serve as a subject matter expert in IT controls during audits and translate regulatory requirements into clear, technical implementation guidance for engineering teams.
  • Identify opportunities to automate control execution and evidence collection and contribute to standardizing control frameworks, tooling, and documentation across the organization.

Qualifications

  • 8+ years of experience in IT audit, IT risk, IT compliance, infrastructure engineering, or a related field, with strong exposure to SOX IT general controls and application controls.
  • Strong knowledge of cloud infrastructure (such as AWS, GCP, or Azure), networking, identity and access management, and modern deployment practices including CI/CD and infrastructure-as-code.
  • Hands-on experience with change management processes and tools, including version control workflows, ticketing systems, release management, and emergency change procedures.
  • Experience designing or testing controls over data pipelines, including data transformations, reconciliations, and monitoring practices.
  • Proven ability to collaborate with engineering teams to implement practical control solutions and explain control requirements in technical terms.
  • Strong analytical, documentation, and project management skills, with the ability to manage multiple initiatives and deadlines.
  • Clear written and verbal communication skills, with experience working with external auditors and senior stakeholders.

Skills

Required:IT controlsSOX ITGCCloud infrastructureCI/CD and infrastructure-as-code

Benefits

  • Challenging, high-impact work to grow your career.
  • Performance driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching.
  • Top Tier benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
  • Access to the Robinhood Employee Fund that gives eligible US employees the opportunity to invest in a private employee fund that provides exposure to Robinhood Ventures funds.
  • Access to the best AI tools on the market and continuous AI skill-building for every employee, technical or not.
  • Lifestyle wallet - a highly flexible benefits spending account for wellness, learning, and more.
  • Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
  • Time off to recharge including company holidays, paid time off, sick time, parental leave, and more.
  • Exceptional office experience with catered meals, events, and comfortable workspaces.
Last updated Oct 21, 2026. Interested? Apply on the company site.

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