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Compliance Advisory Lead

Robinhood· Growth Acquisitions
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Hybrid (Menlo Park, CA; New York, NY; Washington, DC)$115k - $135kFull-timePosted 2w ago

About the role

Compliance Lead responsible for embedding regulatory compliance across banking products, analyzing regulatory changes, reviewing disclosures, and guiding product teams within Robinhood’s Money division.

Responsibilities

  • Partner closely with product and engineering teams to support the design, launch, and iteration of new banking products, features, and process changes to ensure adherence to applicable banking and consumer protection regulations.
  • Perform compliance risk assessments of relevant regulations, such as UDAAP, Reg E, Reg DD, etc.
  • Review marketing materials, customer communications, and disclosures for regulatory compliance.
  • Coordinate due diligence requests and ongoing compliance activities with sponsor banks and other third-party partners.
  • Own, maintain, and continuously improve banking compliance policies, procedures, and controls to align with internal standards as well as external regulatory and partner expectations
  • Lead regulatory, partner, and internal audits related to banking products, including preparation, response coordination, and remediation tracking.

Qualifications

  • 7+ years of experience in financial services compliance, with deep experience in banking and fintech environments.
  • Hands-on experience working with bank partners and engaging with state and federal regulatory agencies.
  • Strong knowledge of applicable banking and consumer protection regulatory frameworks, including UDAAP, EFTA, TISA, and money transmission laws.
  • Demonstrated ability to design and scale compliance programs for consumer financial products in a high-growth, technology-driven environment.
  • Ability to navigate ambiguity, apply sound judgment, and communicate clearly on complex regulatory and product issues.
  • Strong analytical, organizational, and problem-solving skills with the ability to manage multiple priorities and meet key regulatory deadlines.
  • Proven ability to assess and manage compliance risks for novel or undefined financial features, translating evolving regulatory guidance into clear, actionable requirements for product teams.

Skills

Required:Regulatory complianceRegulatory risk assessmentPolicy design and governance

Benefits

  • Challenging, high-impact work to grow your career.
  • Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching.
  • Best-in-class benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
  • Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
  • Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
  • Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!
  • Exceptional office experience with catered meals, events, and comfortable workspaces.
Last updated Oct 7, 2026. Interested? Apply on the company site.

About Robinhood

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