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Associate - Compliance (CA Fresher)

Upstox· Legal & Compliance
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Mumbaifull-timePosted 11mo ago

About the role

Supporting the organization's risk and compliance framework through planning and executing reviews, assessing control system effectiveness, and driving policy improvements within a fintech environment.

Responsibilities

  • Support in developing and implementing the organization’s Risk Management Plan
  • Plan and execute financial, regulatory, compliance, and operational reviews/audits
  • Periodically assess and evaluate the effectiveness of existing control systems to mitigate risks and strengthen the organization’s control culture
  • Conduct performance audits and special investigations as required or directed by appropriate authorities
  • Collaborate with departments across the organization to ensure efficient and effective auditing of operations
  • Coordinate and facilitate audit activities with external auditors
  • Recommend improvements in policies, processes, and procedures to enhance organizational efficiency and support the objectives of the Audit Unit
  • Perform any other related duties as assigned from time to time

Qualifications

  • Qualified Chartered Accountant with 1+ years of experience in Internal Audit, Risk Management, and Compliance
  • Comprehensive knowledge of legal and regulatory requirements

Skills

Required:Internal AuditRisk ManagementLegal and Regulatory KnowledgeCommunication SkillsAnalytical and Problem-Solving Skills
Nice to have:Computer Literacy (MS Office, PowerBI, Tableau)
Last updated Jan 6, 2026. Interested? Apply on the company site.

About Upstox

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