Regulatory Exam Manager
Jane Street· Legal and Compliance
New York$175k - $250kfull-timePosted 2mo ago
About the role
We’re looking for a Regulatory Exam Manager to join our Legal and Compliance team in New York. In this role, you’ll oversee our response to regulatory examinations from start to finish, serving as a primary point of contact for regulators and coordinating colleagues across the firm to ensure responses are clear, accurate, timely, and support constructive regulatory relationships.
Responsibilities
- Interpreting requests and establishing the scope, responsibilities, and timeline for each examination
- Drafting written submissions and preparing colleagues for meetings with examiners
- Reviewing relevant materials to identify areas for improvement or escalation
- Maintaining examination records and improving the processes we use to manage examinations and related inquiries
Qualifications
- Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations
- Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory examinations as outside counsel
- An excellent writer who can turn complex information into precise, accessible responses
- A polished communicator who can build productive relationships with regulators and handle challenging conversations
- Knowledgeable about the US financial regulatory framework, with the good judgment to recognize when to seek guidance from a subject matter expert
- Highly organized and able to manage deadline-driven work involving contributors from across the firm
- Have a bachelor's degree (having a JD is a plus, though you will not be acting as a lawyer in this role)
Skills
Required:Regulatory examinations managementRegulatory writingstakeholder management
Benefits
- Base salary is $175,000 - $250,000. Base salary is only one part of Jane Street total compensation, which includes an annual discretionary bonus.
- Jane Street is an Equal Opportunity Employer
Last updated Oct 25, 2026. Interested? Apply on the company site.
About Jane Street
SIX
Jane Street is a quantitative trading firm and liquidity provider with a unique focus on technology and collaborative problem solving.
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